Compliance

Keep startups fundable before compliance becomes a deal blocker.

Compliance Engine is the legal and governance health layer of TransactionVeritas: filing calendars, evidence trails, funding-round reminders, FEMA and FDI flags, ESOP governance, IP assignment tracking, and board documentation workflows.

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Risk Reduction

A startup can have traction and still fail diligence because the records are messy.

Investors, incubators, and accelerators need confidence that the companies they support are not accumulating avoidable legal, secretarial, tax, IP, or funding compliance risk.

Compliance calendar

Track ROC, MCA, tax, board, shareholder, ESOP, funding, and jurisdiction-specific events with reminders, status flags, and owner accountability.

Funding compliance

Surface FEMA/FDI flags, instrument-specific filing requirements, allotment documentation, board approvals, shareholder actions, and post-round obligations.

Evidence-backed health

Move beyond self-declared compliance by linking each control to uploaded evidence, reviewer notes, due dates, and remediation history.

IP chain-of-title

Track assignments, inventorship, contractor rights, confidentiality, filings, encumbrances, prosecution status, and freedom-to-operate flags before IP is showcased or licensed.

What It Covers

The compliance stack founders usually postpone until it hurts.

Startup controls

  • Incorporation path selector
  • Founder agreement workflow
  • Secretarial compliance calendar
  • IP assignment tracker
  • Employment and advisor agreement pack
  • Policy and benefits eligibility checks

Investment controls

  • Convertible instrument compliance guides
  • Funding-round filing reminders
  • FEMA and FDI risk flags
  • ESOP governance tracker
  • Related-party and conflict logging
  • Board governance packs
Workflow

From missed filings to managed obligations.

Company profile is mapped
The startup records entity type, jurisdiction, funding history, employees, ESOP status, IP assets, and foreign-investment exposure.
Rules and obligations are generated
The system creates a compliance calendar and risk profile based on the startup's structure and transaction activity.
Evidence is uploaded and reviewed
Filings, resolutions, registers, agreements, notices, consents, and proof documents are linked to each obligation.
Scores and deal readiness improve
Closed gaps feed back into Veritas Score, data room completeness, and investor-facing diligence readiness.
IP Commercialization Connection

IP cannot be commercialized safely until ownership is clear.

Compliance Engine supplies the legal integrity layer for the IP Commercialization workflow: who owns the asset, who contributed to it, what filings exist, what confidentiality duties apply, and whether any encumbrance blocks licensing.

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Compliance Infrastructure

Make compliance an investability advantage.

Compliance Engine will begin as a public readiness framework and evolve into a backend obligation tracker, evidence system, and compliance health score.

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